AI Governance · Threat Intelligence · Independent Assurance

GOVERN YOUR AI.
PROVE IT.
DEFEND IT AGAINST
WHAT’S COMING.

Independent assurance across two layers — AI governance, anchored on ISO/IEC 42001 and NIST AI RMF, with EU AI Act readiness and the equivalent regimes across the EU, Brazil, US, UK and Singapore; and AI threat intelligence, including MITRE ATLAS, OWASP LLM Top 10, adversarial red teaming and AI-specific threat modeling — for regulated financial institutions deploying or procuring AI systems. The output is a structured, evidenced assurance report formatted for supervisory review, board reporting and legal defensibility.

Aligned with
ISO/IEC 42001NIST AI RMFEU AI ActMITRE ATLASOWASP LLM Top 10
ISO/IEC 42001AIMS standard
NIST AI RMFRisk operating model
EU AI ActReadiness
Multi-jurisdictionEU · BR · US · UK · SG
Audit-ReadyEvidence packages

The challenge

Claiming AI compliance
is not the same
as proving it.

AI regulation is arriving across every major market — binding in the EU, advancing in Brazil, the US, the UK and Singapore — and converging on a common expectation: documented, independent evidence that your AI is governed and defensible. If you are deploying or procuring AI systems in a regulated context and cannot evidence a structured risk assessment against recognised standards, you are already behind the curve — wherever you operate.

Regulation is arriving and regulators are watching

AI regulation now imposes obligations on high-risk AI systems across major jurisdictions, with international standards (ISO/IEC 42001, NIST AI RMF) setting the assurance bar. Financial institutions running credit scoring, fraud detection or customer-facing AI face requirements most have not yet documented to the required evidentiary standard.

Internal teams cannot objectively assess their own AI

AI governance assessments conducted by the same teams that built or deployed systems carry inherent conflicts that regulators identify immediately. Independent validation with traceable methodology and documented evidence is now the standard regulators and audit committees require.

The two layers

Two layers.
One AI assurance
standard.

AI governance and AI threat intelligence answer different questions. Governance asks whether AI is used in a controlled, accountable and auditable way. Threat intelligence asks which real and emerging attacks could compromise your models, agents, data and automated decisions. A defensible AI programme needs both — one defines the control system, the other keeps it informed by live adversarial activity.

Governance · Risk · Compliance

AI Governance

The governance, risk and accountability layer over how AI is used, developed or procured — policies, system inventory, risk classification, controls and documented evidence of accountability.

  • AI use policy and system inventory
  • AI risk classification and impact assessment
  • Responsibility, approval and human-oversight controls
  • Transparency and explainability evidence
  • Readiness against ISO/IEC 42001, NIST AI RMF and the EU AI Act

Frameworks: ISO/IEC 42001 · NIST AI RMF · EU AI Act

Audience: board, risk, compliance, legal, audit, DPO

"Are we using AI responsibly — and can we prove it to a regulator?"
Threat Intelligence · Adversarial

AI Threat Intelligence

The technical-operational layer — identifying, testing and anticipating adversarial and technical threats against AI systems, and threats enabled by AI, from prompt injection to model abuse.

  • AI threat modelling and attack-surface mapping
  • Prompt injection, jailbreak and data-poisoning testing
  • Model extraction, inversion and supply-chain risk
  • MITRE ATLAS technique mapping · OWASP LLM Top 10 coverage
  • AI red teaming and detection / incident-response readiness

Frameworks: MITRE ATLAS · OWASP LLM Top 10 · red teaming

Audience: CISO, SOC, AppSec, architecture, engineering

"Who can attack our AI systems, how — and would we detect it?"

Where the two meet is AI security governance: governance defines the control system; threat intelligence supplies the real and emerging threats that system must address. Without threat intelligence, AI governance becomes documentation. Without governance, AI threat intelligence stays technical and carries no institutional accountability.

Engagement models

Two assurance lenses.
One independent standard.

EONTA delivers AI governance assurance across two structured tracks — risk classification and management-system assurance — anchored on ISO/IEC 42001 and NIST AI RMF and mapped to the regimes that apply to you.

Standards-led · Risk Classification

AI Risk Classification

Independent classification of your AI systems using the NIST AI RMF risk model and the EU AI Act taxonomy — prohibited, high-risk, limited-risk and minimal-risk — mapped to equivalent tiers in Brazil, the US, UK and Singapore, with documented evidence for each determination.

  • AI system inventory and use-case mapping
  • Risk classification under EU AI Act Annex III and equivalent regional tiers
  • Governance control design assessment
  • Human oversight mechanism validation
  • GPAI / foundation-model review

Classification documented and traceable

Aligned to ISO/IEC 42001, NIST AI RMF and current implementing acts

Designed for regulatory review and submission

"Do we know which AI systems are high-risk under the EU AI Act and the other regimes we operate under?"
ISO/IEC 42001 + NIST AI RMF · Governance Assurance

AIMS Control Assurance

Formal assurance over your AI Management System — design effectiveness, control implementation, and audit-ready documentation aligned to ISO/IEC 42001, with the NIST AI RMF functions (Govern, Map, Measure, Manage) as the operating model.

  • ISO/IEC 42001 and NIST AI RMF control gap assessment
  • AIMS design and operating effectiveness
  • Audit-ready evidence documentation package
  • Automated-decision and data-protection intersection review
  • Traceability and accountability mapping

Independent — no implementation conflict

Evidence-based — not advisory opinion

Structured for regulatory submission

"Can we demonstrate our AI governance to a regulator or auditor — with evidence?"

AI threat intelligence

Adversarial threats
to AI-enabled
systems.

Identify, monitor and assess adversarial threats targeting AI models, LLM applications, autonomous agents, data pipelines and AI-enabled decision systems. We map real-world AI attack techniques to MITRE ATLAS and the OWASP LLM Top 10, validated through adversarial red teaming and AI-specific threat modeling.

Prompt Injection & Jailbreaks

Direct and indirect prompt injection, jailbreak chains and instruction override against LLM applications and agents. OWASP LLM01 · MITRE ATLAS.

Data Leakage & Sensitive Disclosure

Training-data and context leakage, system-prompt exposure and unintended disclosure through model outputs. OWASP LLM02 / LLM06.

Model Extraction & Inversion

Theft of model behaviour, membership-inference and inversion attacks that reconstruct sensitive training data. MITRE ATLAS exfiltration.

Data & Model Poisoning

Training-time and fine-tuning integrity attacks, backdoors and supply-chain poisoning of models, datasets and embeddings. MITRE ATLAS.

Excessive Agency & Insecure Tool Use

Over-privileged autonomous agents, unsafe tool and function calling, and insecure plugin / API integrations. OWASP LLM06 / LLM08.

AI-Enabled Fraud & Abuse

Deepfakes, synthetic identity, automated social engineering and large-scale abuse of AI systems for financial crime.

Adversarial testing

AI Red Teaming & Threat Modeling

Scenario-based adversarial testing of models, LLM applications and autonomous agents, plus AI-specific threat modeling across the model, prompt, data and tooling layers.

  • Adversarial red-team scenarios mapped to MITRE ATLAS tactics
  • OWASP LLM Top 10 coverage assessment
  • Threat modeling of models, prompts, data pipelines and tool integrations
  • Abuse-case and excessive-agency analysis for AI agents
"Who can attack our AI systems, how — and would we detect it?"
Intelligence outputs

Threat Intelligence Deliverables

Board-ready intelligence that translates technical findings into prioritised, defensible risk decisions — not a tool dump.

  • AI threat-landscape and attack-surface report
  • Prioritised findings referenced to MITRE ATLAS / OWASP LLM Top 10
  • Detection, monitoring and incident-response recommendations
  • Remediation roadmap and residual-risk register
"Can we evidence our AI threat exposure to the board and the regulator?"

Core capabilities

What we assess.

Each capability delivers structured, evidence-based evaluation against current regulatory requirements and ISO standard obligations.

AI System Inventory

Scope mapping of all AI systems, use-cases, and data flows — establishing the foundation for accurate risk classification.

AI Risk Classification

Formal classification under the EU AI Act Annex III taxonomy, the NIST AI RMF risk model and equivalent regional tiers, with rationale defensible to the AI Office and national regulators.

ISO/IEC 42001 Conformity

Assessment of your AI Management System design and operating effectiveness against the full ISO 42001 control set.

NIST AI RMF & Governance Controls

Validation of human oversight, transparency and monitoring controls mapped to the NIST AI RMF functions and trustworthy-AI characteristics.

Audit-Ready Documentation

Structured evidence packages — traceability matrices, control assessments, and risk registers — ready for regulatory review.

Data Protection & AI Regulation

Automated decision-making and data-protection obligations across the regimes that apply to you, in the context of high-risk AI deployment in your jurisdictions.

Service framework

Scope. Methodology.
Deliverables. Engagement model.

The information procurement and risk management teams need before approving an external assurance engagement.

Scope

  • EU AI Act high-risk AI system classification and conformity assessment readiness
  • ISO/IEC 42001 AI Management System gap analysis
  • AI system inventory and risk categorisation under Annex III
  • AI governance framework and risk management system review
  • Exclusions: AI model development, training data sourcing, technical implementation

Methodology

  • Risk-based classification using EU AI Act Annex III criteria
  • Gap analysis against Article 9–15 conformity requirements
  • ISO/IEC 42001 requirements assessment across governance and operations
  • Documentation, policy, and risk register review
  • Regulatory enforcement timeline alignment and readiness scoring

Deliverables

  • AI system inventory with classification outcomes and risk ratings
  • EU AI Act conformity readiness report
  • ISO/IEC 42001 gap analysis with remediation roadmap
  • Board-ready AI governance summary
  • Regulatory timeline action plan

Engagement Model

  • Regulatory Readiness Assessment — structured conformity gap review
  • Ongoing Compliance Monitoring — phased engagement aligned to enforcement milestones
  • Remote-first delivery; on-site available for sensitive system environments
  • Typical timeline: 4–6 weeks; phased programmes available
  • Engagements scoped against client AI system inventory before commencement

How it works

From AI inventory
to regulatory confidence.

A structured four-phase engagement calibrated to ISO/IEC 42001, NIST AI RMF and the regulatory timelines that apply across your jurisdictions.

Inventory

Map all AI systems, use-cases, data inputs, and decision outputs across your organisation.

Classify

Apply the EU AI Act, NIST AI RMF and equivalent regional risk taxonomies to each system with documented, auditable rationale.

Assess

Evaluate governance controls, human oversight, and ISO 42001 / NIST AI RMF alignment against current implementation.

Document

Produce audit-ready evidence packages — traceability matrices, findings reports, and regulatory-ready summaries.

Why EONTA

Why EONTA
for AI assurance.

Financial Sector Regulatory Context

EONTA's AI assurance methodology is built around the specific regulatory environment financial institutions operate in — not generic compliance checklists. EU AI Act classification in financial services carries sector-specific nuance that generic frameworks miss.

Evidence-Based — Not Advisory

We produce documented, traceable evidence packages — not advisory opinions. The difference matters when regulators ask to see your compliance rationale, not just your policy statement.

No Implementation Conflict

EONTA does not build AI systems, train models, or provide AI consulting. Our only interest is the quality of your governance assurance — which is precisely why our conclusions can be trusted.

Who this is for

Built for those
accountable for AI risk.

EONTA's AI assurance services are designed for the governance functions and executive roles directly accountable for AI compliance, risk oversight, and regulatory standing.

Primary stakeholders

Chief AI OfficersCCOs & Compliance TeamsData Protection OfficersCROs & Risk ManagersInternal Audit FunctionsBoard Audit CommitteesChief Data OfficersRegulatory Affairs Teams

Common engagement triggers

AI Act enforcement timeline approaching

Organisations seeking to classify high-risk AI systems and establish governance documentation before regulatory deadlines.

Regulator or audit committee challenge

Governance functions requiring independent validation of AI governance quality following internal or external scrutiny of AI systems.

New AI system deployment

Institutions deploying new AI in credit, insurance, or customer-facing roles requiring classification and governance assurance before go-live.

Frequently asked

Questions before
every AI engagement.

Across regimes such as the EU AI Act (Annex III) and equivalent regional taxonomies, AI used for creditworthiness assessment, insurance pricing and customer risk classification is typically high-risk, as are systems for employment decisions and biometric identification. EONTA maps your specific AI systems against the EU AI Act, the NIST AI RMF risk model and the regimes that apply to your jurisdictions (Brazil, the US, UK and Singapore), producing documented rationale for each determination.
AI regulation — such as the EU AI Act — creates binding legal obligations. ISO/IEC 42001 is a voluntary, certifiable management-system standard, and the NIST AI RMF is a voluntary risk operating model used inside it. They are complementary: ISO 42001 provides the management system, the NIST AI RMF the risk methodology, and together they support EU AI Act compliance and the equivalent regimes in Brazil, the US, UK and Singapore. EONTA assesses across all three layers.
EONTA produces structured assurance reports with documented evidence — not certification. Certification under ISO/IEC 42001 requires an accredited certification body. Our assurance outputs provide the evidence foundation for certification if pursued, and the documentation your regulatory affairs and legal teams need for compliance representations. The deliverable is evidence-grade, audit-ready assurance.
Duration depends on the number of AI systems in scope, their complexity and documentation maturity. A classification-only engagement for a limited AI inventory typically concludes in 3–5 weeks. A full AIMS assurance engagement covering ISO/IEC 42001, NIST AI RMF and the applicable regional AI regimes typically requires 6–10 weeks from scope confirmation to final report. A scoped timeline is confirmed at the outset.
Very little at the outset. An initial scoping call requires a general inventory of AI systems in use, their primary functions and any existing governance documentation. From that conversation we produce a scoped engagement proposal. All scoping conversations are confidential and carry no obligation to proceed.
Deliverables include: an AI system risk classification register with documented rationale; a governance control assessment report; an evidence package structured for regulatory review; a gap analysis with prioritised remediation recommendations; and a board-ready executive summary. For ISO/IEC 42001-scoped engagements, we also produce a readiness assessment against the standard's control domains.
Both. Production AI systems are often the most critical to assess — they are already making decisions with real business and regulatory consequences. Development-stage assessments allow governance to be built in from the outset. Our methodology applies to both contexts, with the evidence-collection approach adapted accordingly.

Take the next step

Do you know which of your AI systems are classified as high-risk?

Most organisations operating AI in financial services don't have a documented answer. A scoping call with EONTA takes 45 minutes and changes that.

All scoping conversations are confidential. EONTA does not share engagement details with third parties.